Aviva Investors UK Fund Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
80 Fenchurch StreetLondonEC3M 4AEUNITED KINGDOM- Phone
- +4402078096000
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Complaints Contact
Customer RelationsPO Box 10410ChelmsfordEssexCM99 2AYUNITED KINGDOM- Phone
- +4408000512003
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Arranges Investments
For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
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Stockbroking
For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
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Investment Setup
For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Matthew Hindle
IRN JMH00079
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
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John McDonald Miller
IRN JMM00055
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
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John Misselbrook
IRN JXM01517
- CF2 Non Executive Director (10 Jun 2014 to 23 Nov 2017)
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John Paul Clougherty
IRN JPC01121
- CF8 Apportionment and Oversight (5 Jan 2009 to 31 Mar 2009)
- CF1 Director (5 Jan 2009 to 27 Mar 2012)
- CF3 Chief Executive (5 Jan 2009 to 27 Mar 2012)
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John Paul Dayus
IRN JPD00019
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
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John Robert Lister
IRN JRL01035
- CF1 Director (9 Nov 2012 to 3 Oct 2013)
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John Steele
IRN JXS02421
- CF10a CASS Oversight function (1 Oct 2011 to 7 Jun 2016)
- CF11 Money Laundering Reporting (15 Jul 2009 to 23 Aug 2012)
- CF10 Compliance Oversight (15 Jul 2009 to 9 Mar 2016)
- CF28 Systems and controls (15 Jul 2009 to 12 Aug 2011)
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Jon Joseph Bruce
IRN JJB00015
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
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Jonathan Christopher Woods
IRN JCW00067
- CF21 Investment Adviser (1 Dec 2001 to 3 May 2002)
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Jonathan Nicholas Potter
IRN JNP00005
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Age Concern East Cheshire (no longer appointed)
FRN 191367 · Appointed 8 Mar 2000 · Until 14 Jan 2004
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Age Concern AID-CALL plc (no longer appointed)
FRN 191498 · Appointed 23 Feb 2000 · Until 14 Jan 2004
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Age Concern Basingstoke & Deane (no longer appointed)
FRN 201811 · Appointed 11 Jan 2000 · Until 14 Jan 2004
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Age Concern Gwent Enterprises Limited (no longer appointed)
FRN 191622 · Appointed 10 Jan 2000 · Until 14 Jan 2004
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Stroud & Swindon Mortgage Company Ltd (no longer appointed)
FRN 201526 · Appointed 16 Dec 1999 · Until 14 Jan 2004
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Gordon Young Commerical Insurance (no longer appointed)
FRN 201476 · Appointed 18 Oct 1999 · Until 16 Jun 2003
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.