John Steele

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aviva Wrap UK Limited (no longer approved here)
FRN 231530
- CF10 Compliance Oversight (26 Jul 2012 to 30 Apr 2014)
- CF10a CASS Oversight function (26 Jul 2012 to 30 Apr 2014)
Aviva Pension Trustees UK Limited (no longer approved here)
FRN 465132
- CF10a CASS Oversight function (26 Jul 2012 to 30 Apr 2014)
- CF10 Compliance Oversight (26 Jul 2012 to 30 Apr 2014)
Aviva Investors UK Fund Services Limited (no longer approved here)
FRN 119310
- CF10a CASS Oversight function (1 Oct 2011 to 7 Jun 2016)
- CF10 Compliance Oversight (15 Jul 2009 to 9 Mar 2016)
- CF11 Money Laundering Reporting (15 Jul 2009 to 23 Aug 2012)
- CF28 Systems and controls (15 Jul 2009 to 12 Aug 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.