Aviva Investors UK Fund Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
80 Fenchurch StreetLondonEC3M 4AEUNITED KINGDOM- Phone
- +4402078096000
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Complaints Contact
Customer RelationsPO Box 10410ChelmsfordEssexCM99 2AYUNITED KINGDOM- Phone
- +4408000512003
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Arranges Investments
For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
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Stockbroking
For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
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Investment Setup
For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Lee Anthony Travis
IRN LAT00014
- CF22 Investment Adviser (Trainee) (23 Jan 2002 to 5 Dec 2003)
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Lee David Stevens
IRN LXS00084
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
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Lee John Spooner
IRN LXS00047
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
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Leszek Tomasz Miernik
IRN LTM00001
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
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Liam Paul Spillane
IRN LPS01016
- [FCA CF] Material risk taker (13 May 2020 to 21 Jan 2025)
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Linda Leonard
IRN LWL00001
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
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Louise Anne Kay
IRN LAK01035
- [FCA CF] Material risk taker (1 Jan 2023 to 20 Oct 2023)
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Louise Helen Macfarlane
IRN HLM01022
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2020)
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Louise Joan Hatch
IRN LXH00275
- SMF18 Other Overall Responsibility (since 5 Mar 2022)
- [FCA CF] CASS oversight function (23 Jun 2021 to 4 Mar 2022)
- [FCA CF] Manager of certification employee (23 Jun 2021 to 4 Mar 2022)
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Louise Kate Harper
IRN LKH01028
- CF10 Compliance Oversight (2 Dec 2009 to 6 Apr 2010)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Age Concern Financial Partnerships (no longer appointed)
FRN 193615 · Appointed 3 Jul 2000 · Until 14 Jan 2004
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WEM Insurance Consultants Limited (no longer appointed)
FRN 146514 · Appointed 23 May 2000 · Until 31 Jul 2002
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ABS Accountants & Tax Consultants (no longer appointed)
FRN 193657 · Appointed 22 May 2000 · Until 14 Jan 2004
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Act Financial Planning Ltd (no longer appointed)
FRN 193249 · Appointed 1 May 2000 · Until 11 Sep 2002
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Age Concern Walsall Limited (no longer appointed)
FRN 191623 · Appointed 3 Apr 2000 · Until 14 Jan 2004
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Age Concern Northampton and County (no longer appointed)
FRN 191496 · Appointed 14 Mar 2000 · Until 14 Jan 2004
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Age Concern Birmingham Limited (no longer appointed)
FRN 193673 · Appointed 13 Mar 2000 · Until 14 Jan 2004
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.