Lee David Stevens

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • William Highbourne Wealth Management Limited

    FRN 917125

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 23 Jul 2025)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (2 Dec 2014 to 28 Jan 2015)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (15 Sep 2008 to 27 Feb 2013)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF30 Customer (1 Nov 2007 to 9 Sep 2008)
    • CF21 Investment Adviser (19 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Nov 2006 to 19 Oct 2007)
  • Milsted Langdon Financial Services Limited (no longer approved here)

    FRN 126457

    • CF22 Investment Adviser (Trainee) (15 Mar 2006 to 24 Nov 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (28 Jun 2005 to 24 Mar 2006)
    • CF22 Investment Adviser (Trainee) (14 Jul 2004 to 28 Jun 2005)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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