Louise Anne Kay

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aviva Investors UK Fund Services Limited (no longer approved here)
FRN 119310
- [FCA CF] Material risk taker (1 Jan 2023 to 20 Oct 2023)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- SMF3 Executive Director (6 Nov 2021 to 20 Oct 2023)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 6 Nov 2021)
- CF29 Significant management (4 Aug 2017 to 8 Dec 2019)
- CF30 Customer (9 Sep 2015 to 8 Dec 2019)
abrdn Investment Management Limited (no longer approved here)
FRN 188406
- CF30 Customer (20 Nov 2007 to 6 Dec 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.