Lee Anthony Travis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (FLP) Ltd

    FRN 586744

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 20 Oct 2021)
    • [FCA CF] Client dealing (since 20 Oct 2021)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF22 Investment Adviser (Trainee) (23 Jan 2002 to 5 Dec 2003)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • CF22 Investment Adviser (Trainee) (23 Jan 2002 to 23 Jan 2002)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.