Aviva Investors UK Fund Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Arranges Investments

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Stockbroking

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Investment Setup

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Andrew Young
IRN AXY00014
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Angela Charlotte Seymour-Jackson
IRN ACS01174
- CF1 Director (20 Jan 2009 to 31 Dec 2010)
Angela Darlington
IRN AJD01276
- CF28 Systems and controls (1 Aug 2012 to 1 May 2014)
Angela Skuse
IRN AXS00328
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
Angus Gordon Eaton
IRN AGE01023
- CF11 Money Laundering Reporting (23 Aug 2012 to 1 May 2014)
- CF28 Systems and controls (23 Aug 2012 to 1 Mar 2013)
Annette Frances Howlett
IRN AFH01018
- CF10 Compliance Oversight (1 Dec 2001 to 29 Apr 2003)
Antony George Hart
IRN AGH00004
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
Ashok Lad
IRN AXL00014
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
Austin James Brough
IRN AJB00104
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Balbir Singh Johal
IRN BSJ00003
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)

Smaller firms operating under this firm's FCA authorisation.

Commercial Union Financial Services Limited (no longer appointed)
FRN 170965 · Appointed 1 Apr 1988 · Until 4 Nov 2002
Furness Building Society (no longer appointed)
FRN 159624 · Appointed 1 Apr 1988 · Until 11 Sep 2002
Commercial Union Mortgage Partnership Limited (no longer appointed)
FRN 176686 · Appointed 7 Mar 1988 · Until 23 Aug 2002
Portman Financial Services Limited (no longer appointed)
FRN 187640 · Appointed 19 Oct 1987 · Until 14 Jan 2004
TJ Farrington (no longer appointed)
FRN 156096 · Appointed 1 Aug 1987 · Until 14 Jan 2004
Craig Financial Services (no longer appointed)
FRN 131697 · Appointed 1 Mar 1987 · Until 14 Jan 2004
Hollier Browne (no longer appointed)
FRN 175733 · Appointed 1 Jan 1987 · Until 14 Jan 2004
Age Concern Hereford & Worcester (no longer appointed)
FRN 185237 · Appointed 1 Oct 1986 · Until 14 Jan 2004
Hamilton Financial Planning Services Limited (no longer appointed)
FRN 181743 · Appointed 31 Jul 1986 · Until 11 Sep 2002
Churchills Estate Agents (no longer appointed)
FRN 176723 · Appointed 28 Sep 1985 · Until 14 Jan 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.