Aviva Investors UK Fund Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
80 Fenchurch StreetLondonEC3M 4AEUNITED KINGDOM- Phone
- +4402078096000
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Complaints Contact
Customer RelationsPO Box 10410ChelmsfordEssexCM99 2AYUNITED KINGDOM- Phone
- +4408000512003
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Arranges Investments
For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
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Stockbroking
For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
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Investment Setup
For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Richard John Harvey
IRN RJH01138
- CF1 Director (1 Dec 2001 to 29 Apr 2003)
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Richard Julian Field
IRN RJF01083
- CF28 Systems and controls (1 Aug 2011 to 1 Aug 2012)
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Richard Mark Dilloway
IRN RMD00021
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
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Richard Mark Lawrence
IRN RML00010
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 5 Dec 2003)
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Richard William Smith
IRN RWS00012
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
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Robert Stuart Plant
IRN RSP00012
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
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Roger Charles Dix
IRN RCD01059
- CF28 Systems and controls (7 Feb 2011 to 7 Feb 2011)
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Ross Chalmers
IRN RXC00022
- CF21 Investment Adviser (22 Apr 2002 to 5 Dec 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Apr 2002)
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Sally Christabel Shire
IRN SCS01036
- CF16 Significant Mgt (Desgntd Investment Business) (1 Apr 2005 to 1 Sep 2005)
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Sally Winstanley
IRN SXW01954
- SMF3 Executive Director (20 Oct 2021 to 31 Aug 2024)
- CF10 Compliance Oversight (9 Mar 2016 to 30 Apr 2017)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Commercial Union Financial Services Limited (no longer appointed)
FRN 170965 · Appointed 1 Apr 1988 · Until 4 Nov 2002
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Furness Building Society (no longer appointed)
FRN 159624 · Appointed 1 Apr 1988 · Until 11 Sep 2002
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Commercial Union Mortgage Partnership Limited (no longer appointed)
FRN 176686 · Appointed 7 Mar 1988 · Until 23 Aug 2002
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Portman Financial Services Limited (no longer appointed)
FRN 187640 · Appointed 19 Oct 1987 · Until 14 Jan 2004
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Craig Financial Services (no longer appointed)
FRN 131697 · Appointed 1 Mar 1987 · Until 14 Jan 2004
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Age Concern Hereford & Worcester (no longer appointed)
FRN 185237 · Appointed 1 Oct 1986 · Until 14 Jan 2004
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Hamilton Financial Planning Services Limited (no longer appointed)
FRN 181743 · Appointed 31 Jul 1986 · Until 11 Sep 2002
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Churchills Estate Agents (no longer appointed)
FRN 176723 · Appointed 28 Sep 1985 · Until 14 Jan 2004
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.