Sally Winstanley

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
FRN 122472
- SMF4 Chief Risk (since 1 Aug 2025)
- [FCA CF] Material risk taker (28 Apr 2025 to 1 Aug 2025)
- [FCA CF] Significant management (28 Apr 2025 to 1 Aug 2025)
Aviva Investors UK Fund Services Limited (no longer approved here)
FRN 119310
- SMF3 Executive Director (20 Oct 2021 to 31 Aug 2024)
- CF10 Compliance Oversight (9 Mar 2016 to 30 Apr 2017)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.