Aviva Investment Solutions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +442072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +443453078550

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Frederick Swiffen Rogers

  IRN DFR01016

  • SMF7 Group Entity Senior Manager (28 Apr 2020 to 30 Oct 2020)
  • SMF18 Other Overall Responsibility (9 Dec 2019 to 28 Apr 2020)
  • CF29 Significant management (10 Oct 2019 to 8 Dec 2019)
• David Guy Walters

  IRN DXW00069

  • [FCA CF] Functions requiring qualifications (19 Feb 2020 to 3 Jan 2023)
• David John Butler

  IRN DJB01576

  • CF29 Significant management (9 May 2011 to 18 Mar 2014)
• David John Still

  IRN DJS01393

  • CF1 Director (29 Jan 2015 to 8 Oct 2015)
• David Lorimer Young

  IRN DXY00070

  • [FCA CF] Significant management (since 8 Jul 2025)
• David Montgomery

  IRN DXM00298

  • SMF24 Chief Operations (since 20 Jun 2025)
  • [FCA CF] Manager of certification employee (1 Mar 2025 to 19 Jun 2025)
  • [FCA CF] Significant management (4 Dec 2023 to 19 Jun 2025)
• David Philip Allvey

  IRN DPA01021

  • CF2 Non Executive Director (29 Mar 2011 to 13 Apr 2015)
• Dawn Marie Anderson

  IRN DXA00345

  • [FCA CF] Significant management (since 14 Aug 2023)
• Deborah Stott

  IRN DXS01034

  • [FCA CF] Significant management (since 19 Aug 2024)
• Derek Andrew Ross

  IRN DAR01160

  • CF2 Non Executive Director (29 Mar 2011 to 28 Mar 2013)

No changes recorded yet.