Aviva Investment Solutions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +442072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +443453078550

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dominic Fryer

  IRN DCF01040

  • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Nov 2021)
• Douglas Allan Brown

  IRN DAB01249

  • SMF7 Group Entity Senior Manager (since 4 Sep 2024)
  • Responsible for Insurance Distribution (24 Feb 2023 to 18 Aug 2024)
  • SMF1 Chief Executive (24 Feb 2023 to 18 Aug 2024)
  • SMF3 Executive Director (24 Feb 2023 to 18 Aug 2024)
  • SMF7 Group Entity Senior Manager (18 May 2021 to 24 Feb 2023)
  • [FCA CF] Significant management (1 May 2021 to 17 May 2021)
  • [FCA CF] Manager of certification employee (1 May 2021 to 17 May 2021)
• Ebony-Mae Mills

  IRN EXM00184

  • [FCA CF] Functions requiring qualifications (18 Feb 2022 to 7 Nov 2022)
• Elizabeth Anne McCormack

  IRN EXD22331

  • [FCA CF] Significant management (since 6 Nov 2024)
• Elizabeth Eleanor Jane Nuttall

  IRN EEN01001

  • CF11 Money Laundering Reporting (21 Mar 2011 to 1 Jul 2015)
• Elizabeth Katherine Roper

  IRN EXR00264

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 21 Jul 2025)
• Elizabeth Townsend

  IRN EXT00020

  • [FCA CF] Manager of certification employee (1 Dec 2020 to 10 Oct 2022)
• Ellen Ryan

  IRN EXR00108

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 15 Aug 2022)
• Ellie Walker

  IRN EXW00331

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 10 Jun 2025)
• Elsa Raper

  IRN EXR00192

  • [FCA CF] Significant management (since 1 Oct 2023)

No changes recorded yet.