Aviva Investment Solutions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +442072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +443453078550

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emma Elizabeth Douglas

  IRN EED01005

  • [FCA CF] Material risk taker (18 Nov 2024 to 1 Jan 2025)
  • SMF3 Executive Director (6 Dec 2021 to 1 Nov 2024)
  • [FCA CF] Significant management (25 Oct 2021 to 5 Dec 2021)
  • [FCA CF] Manager of certification employee (25 Oct 2021 to 5 Dec 2021)
• Erin Howarth

  IRN EXH00033

  • [FCA CF] Functions requiring qualifications (18 Feb 2020 to 7 Nov 2022)
• Euan George Munro

  IRN EGM01007

  • SMF7 Group Entity Senior Manager (13 May 2020 to 15 Oct 2020)
• Evelyn Brigid Bourke

  IRN EBB01009

  • CF1 Director (1 Apr 2011 to 1 Oct 2012)
  • CF28 Systems and controls (1 Apr 2011 to 1 Oct 2012)
• Fiona Fidgett

  IRN FXF00008

  • [FCA CF] Functions requiring qualifications (20 Jan 2020 to 14 Feb 2020)
• Frances Bruce

  IRN FXB81493

  • [FCA CF] Significant management (30 Jul 2021 to 20 Oct 2021)
  • [FCA CF] Manager of certification employee (11 Sep 2020 to 29 Jul 2021)
• Gabrielle Melotte

  IRN GXM00107

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 26 Apr 2024)
• Gareth Little

  IRN GXL00029

  • [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jul 2020)
• Gemma Melina Pierre

  IRN GXP00256

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 19 Feb 2024)
• George Dodd

  IRN GXD00072

  • SMF18 Other Overall Responsibility (24 Feb 2022 to 31 Jan 2023)
  • [FCA CF] Significant management (17 Nov 2020 to 23 Feb 2022)

No changes recorded yet.