Aviva Investment Solutions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +442072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +443453078550

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard John Saunders

  IRN RJS01395

  • [FCA CF] Significant management (1 Feb 2021 to 4 Aug 2021)
  • [FCA CF] Manager of certification employee (30 Mar 2020 to 4 Aug 2021)
  • CF1 Director (27 May 2013 to 8 Oct 2015)
• Richard John Walter Crouch

  IRN RXC01301

  • CF29 Significant management (6 May 2011 to 1 Mar 2012)
  • CF1 Director (1 Jul 2010 to 1 Mar 2012)
• Richard Paul Priestley

  IRN RPP01047

  • SMF7 Group Entity Senior Manager (since 15 May 2023)
• Robert David Lewis

  IRN RXL91270

  • SMF5 Head of Internal Audit (16 Nov 2020 to 3 Mar 2023)
• Robert Davies

  IRN RXD00048

  • [FCA CF] Functions requiring qualifications (11 Aug 2020 to 18 Feb 2022)
• Robert Dennis Beattie

  IRN RDB01136

  • CF28 Systems and controls (5 Apr 2011 to 31 May 2012)
• Robert Edward Ferguson

  IRN RXF00222

  • [FCA CF] Functions requiring qualifications (16 Sep 2022 to 1 Jul 2025)
• Robert William Barnett

  IRN RWB01106

  • CF29 Significant management (17 Aug 2011 to 23 Apr 2015)
• Robert William Brightman

  IRN RXB01031

  • [FCA CF] Significant management (since 1 Mar 2025)
• Robert William Harrison

  IRN RXH00728

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 May 2024)

No changes recorded yet.