Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • [PRA CF] Significant risk taker or Material risk taker (6 Mar 2020 to 26 Aug 2021)
    • [PRA CF] Managing a material risk taker (6 Mar 2020 to 26 Aug 2021)
    • SMF5 Head of Internal Audit (7 Mar 2016 to 1 Mar 2020)
    • CF28 Systems and controls (2 Jun 2012 to 6 Mar 2016)
  • Yorkshire Bank Home Loans Limited (no longer approved here)

    FRN 303825

    • SMF5 Head of Internal Audit (9 Dec 2019 to 1 Mar 2020)
    • CF28 Systems and controls (2 Jun 2012 to 8 Dec 2019)
  • OCTOPUS MONEY UNIT TRUST MANAGERS LIMITED (no longer approved here)

    FRN 171748

    • CF28 Systems and controls (21 Dec 2018 to 8 Dec 2019)
  • CYB Intermediaries Limited (no longer approved here)

    FRN 305065

    • CF28 Systems and controls (2 Jun 2012 to 8 Dec 2019)
  • Aviva Investment Solutions UK Limited (no longer approved here)

    FRN 515334

    • CF28 Systems and controls (5 Apr 2011 to 31 May 2012)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF28 Systems and controls (17 Mar 2011 to 31 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

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