Aviva Investment Solutions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +442072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +443453078550

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robin Ashley Phipps

  IRN RAP01091

  • CF2 Non Executive Director (29 Mar 2011 to 13 Apr 2015)
• Robin Barker

  IRN RXB02310

  • SMF1 Chief Executive (3 Mar 2022 to 1 Aug 2022)
  • SMF3 Executive Director (3 Mar 2022 to 1 Aug 2022)
  • Responsible for Insurance Distribution (3 Mar 2022 to 1 Aug 2022)
  • [FCA CF] Significant management (14 Apr 2021 to 2 Mar 2022)
• Robin Smith

  IRN RDS01117

  • CF29 Significant management (25 May 2011 to 24 Apr 2015)
• Rocco Sepe

  IRN RXS01239

  • CF1 Director (1 Apr 2011 to 30 Sep 2011)
• Roger Kitson Perkin

  IRN RKP01035

  • CF2 Non Executive Director (7 Aug 2013 to 13 Apr 2015)
• Rory Duncan

  IRN RXD00045

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Dec 2020)
• Rosanna Eagle

  IRN RXE00019

  • [FCA CF] Functions requiring qualifications (27 Feb 2020 to 13 Nov 2020)
• Rosemary Harris

  IRN RXH00169

  • CF28 Systems and controls (1 Jun 2013 to 30 Jun 2017)
  • CF29 Significant management (16 Apr 2012 to 3 Jun 2013)
  • CF1 Director (16 Apr 2012 to 20 Jun 2013)
  • CF10 Compliance Oversight (16 Apr 2012 to 8 Dec 2015)
• Rosy Anand

  IRN RXA00072

  • [FCA CF] Significant management (9 Dec 2019 to 14 Dec 2020)
• Roxanna Kiarass-Shirazi

  IRN RXK00063

  • [FCA CF] Functions requiring qualifications (18 Feb 2020 to 18 Feb 2022)

No changes recorded yet.