Date authorised
1 April 2013
Companies House
02464270
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1a
    Hampshire Corporate Park, Templars Way
    Chandler's Ford
    Eastleigh
    Hampshire
    SO53 3RY
    UNITED KINGDOM
    Phone
    +442380373014
  • Complaints Contact

    Aviva Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Darren Howe

    IRN DXH00108

    • [FCA CF] Significant management (since 27 Sep 2022)
  • David Arthur Hazell

    IRN DAH01185

    • CF10 Compliance Oversight (19 Jul 2010 to 29 Feb 2012)
  • David Barclay Barral

    IRN DBB01017

    • Responsible for Insurance Mediation (15 Jun 2012 to 21 Jun 2012)
    • CF29 Significant management (13 Jul 2011 to 13 Apr 2015)
  • David Frederick Swiffen Rogers

    IRN DFR01016

    • [FCA CF] Significant management (28 Apr 2020 to 30 Oct 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Apr 2020)
    • CF29 Significant management (10 Oct 2019 to 8 Dec 2019)
    • CF1 Director (16 Feb 2010 to 1 Apr 2011)
    • CF28 Systems and controls (9 Jul 2009 to 16 Feb 2010)
  • David John Plummer

    IRN DJP01244

    • CF1 Director (AR) (14 Jan 2005 to 9 Mar 2011)
  • David John Ramsay McMillan

    IRN DJM01486

    • CF1 Director (23 Mar 2015 to 31 Mar 2017)
    • CF29 Significant management (22 Jun 2010 to 1 Jun 2012)
  • David Layhe

    IRN DJL01266

    • SMF16 Compliance Oversight (since 16 Jan 2026)
  • David Montgomery

    IRN DXM00298

    • SMF7 Group Entity Senior Manager (since 20 Jun 2025)
    • [FCA CF] Manager of certification employee (1 Mar 2025 to 19 Jun 2025)
    • [FCA CF] Significant management (4 Dec 2023 to 19 Jun 2025)
  • David Philip Allvey

    IRN DPA01021

    • CF2 Non Executive Director (17 Apr 2015 to 31 Dec 2015)
  • Deborah Stott

    IRN DXS01034

    • [FCA CF] Significant management (since 19 Aug 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Pockit Limited (no longer appointed)

    FRN 551926 · Appointed 3 Jun 2011 · Until 5 Apr 2013

  • Telegraph Media Group Limited (no longer appointed)

    FRN 415487 · Appointed 15 Jul 2010 · Until 8 Feb 2013

  • Susan Doreen Meldon (no longer appointed)

    FRN 516837 · Appointed 27 Jan 2010 · Until 3 Sep 2010

  • Market Makers Inc Ltd (no longer appointed)

    FRN 491437 · Appointed 21 Sep 2009 · Until 8 Feb 2013

  • Martyn Messenger (no longer appointed)

    FRN 506988 · Appointed 16 Sep 2009 · Until 9 Mar 2011

  • James Hurd (no longer appointed)

    FRN 504051 · Appointed 23 Jul 2009 · Until 9 Nov 2010

  • Mark Berrow (no longer appointed)

    FRN 504052 · Appointed 23 Jul 2009 · Until 30 Nov 2010

  • John Crompton (no longer appointed)

    FRN 504049 · Appointed 23 Jul 2009 · Until 1 Feb 2010

  • Paul Brian Bishop (no longer appointed)

    FRN 504050 · Appointed 23 Jul 2009 · Until 31 Jan 2011

  • Rachel Leah Gent (no longer appointed)

    FRN 504053 · Appointed 23 Jul 2009 · Until 25 Nov 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.