Date authorised
1 April 2013
Companies House
02464270
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1a
    Hampshire Corporate Park, Templars Way
    Chandler's Ford
    Eastleigh
    Hampshire
    SO53 3RY
    UNITED KINGDOM
    Phone
    +442380373014
  • Complaints Contact

    Aviva Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Diane Fabienne Marie Cote

    IRN DFC01044

    • CF28 Systems and controls (17 Aug 2009 to 10 Dec 2010)
  • Dominic John Clayden

    IRN DJC01454

    • CF1 Director (10 Feb 2012 to 6 Dec 2013)
  • Douglas Allan Brown

    IRN DAB01249

    • SMF9 Chair of the Governing Body (since 9 Dec 2022)
    • SMF7 Group Entity Senior Manager (18 May 2021 to 8 Dec 2022)
    • [FCA CF] Manager of certification employee (1 May 2021 to 17 May 2021)
    • [FCA CF] Significant management (1 May 2021 to 17 May 2021)
  • Douglas Wright

    IRN DXW00037

    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2025)
  • Edward Graham Jones

    IRN EGJ01009

    • CF1 Director (8 Feb 2010 to 31 Dec 2010)
  • Euleen Yiu Kiang Goh

    IRN YKG01001

    • CF2 Non Executive Director (14 Jan 2010 to 31 Dec 2012)
  • Gary Nigel Withers

    IRN GNW01012

    • CF8 Apportionment and Oversight (14 Jan 2005 to 10 Feb 2006)
  • Gay Huey Evans

    IRN GXH01479

    • CF2 Non Executive Director (20 Oct 2011 to 29 Apr 2015)
  • Geoffrey Philip Sole

    IRN GPS01093

    • CF1 Director (AR) (14 Jan 2005 to 31 Oct 2012)
  • George Dodd

    IRN GXD00072

    • [FCA CF] Significant management (1 Feb 2021 to 25 Oct 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Pockit Limited (no longer appointed)

    FRN 551926 · Appointed 3 Jun 2011 · Until 5 Apr 2013

  • Telegraph Media Group Limited (no longer appointed)

    FRN 415487 · Appointed 15 Jul 2010 · Until 8 Feb 2013

  • Susan Doreen Meldon (no longer appointed)

    FRN 516837 · Appointed 27 Jan 2010 · Until 3 Sep 2010

  • Market Makers Inc Ltd (no longer appointed)

    FRN 491437 · Appointed 21 Sep 2009 · Until 8 Feb 2013

  • Martyn Messenger (no longer appointed)

    FRN 506988 · Appointed 16 Sep 2009 · Until 9 Mar 2011

  • James Hurd (no longer appointed)

    FRN 504051 · Appointed 23 Jul 2009 · Until 9 Nov 2010

  • Mark Berrow (no longer appointed)

    FRN 504052 · Appointed 23 Jul 2009 · Until 30 Nov 2010

  • John Crompton (no longer appointed)

    FRN 504049 · Appointed 23 Jul 2009 · Until 1 Feb 2010

  • Paul Brian Bishop (no longer appointed)

    FRN 504050 · Appointed 23 Jul 2009 · Until 31 Jan 2011

  • Rachel Leah Gent (no longer appointed)

    FRN 504053 · Appointed 23 Jul 2009 · Until 25 Nov 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.