Date authorised
1 April 2013
Companies House
03286484
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +442072832000
  • Complaints Contact

    Aviva UK Insurance
    Wellington Row
    York
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Equity Release Admin

    For Customer, Home reversion plans

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Trades With You Directly

    For Customer, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · The firm, in carrying on this regulated activity, is limited to entering into transactions in a manner which (a) if the firm was an unauthorised person, would come within article 16 of the RAO; or (b) if entering into a regulated mortgage contract as lender were not a regulated activity, would come within article 19 of the RAO
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Gabriel

    IRN BXG00033

    • [FCA CF] Significant management (15 Aug 2020 to 30 Sep 2021)
  • Caroline A Dibbs

    IRN CAD01163

    • SMF18 Other Overall Responsibility (29 Jul 2020 to 7 Jul 2021)
    • [FCA CF] Significant management (24 Jan 2020 to 28 Jul 2020)
  • Cathryn Riley

    IRN CER01019

    • CF3 Chief Executive (12 Feb 2007 to 27 May 2008)
    • CF1 Director (12 Feb 2007 to 31 Dec 2008)
  • Charlotte Claire Jones

    IRN CCJ01017

    • [FCA CF] Manager of certification employee (since 1 Sep 2022)
  • Charlotte Moran

    IRN CXM00068

    • [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2020)
  • Cheryl Agius

    IRN CXA01635

    • SMF9 Chair of the Governing Body (30 Mar 2022 to 16 May 2024)
    • Director of firm who is not a certification employee or a SMF manager (11 Jan 2022 to 29 Mar 2022)
  • Cheryl Toner

    IRN CXT01385

    • [FCA CF] Manager of certification employee (since 3 Oct 2022)
  • Chetan Singh

    IRN CXS01268

    • SMF3 Executive Director (26 Jul 2021 to 31 May 2022)
    • [FCA CF] Significant management (1 May 2021 to 25 Jul 2021)
  • Chris Wood

    IRN CMW01142

    • SMF16 Compliance Oversight (since 30 Jan 2020)
    • CF10 Compliance Oversight (30 Jul 2012 to 28 Feb 2014)
    • CF11 Money Laundering Reporting (14 Mar 2012 to 23 Aug 2012)
  • Christine Nellis

    IRN CXN27354

    • SMF18 Other Overall Responsibility (9 Apr 2020 to 30 Sep 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.