Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 26 Jan 2026)
    • [FCA CF] Significant management (since 26 Jan 2026)
    • [FCA CF] Manager of certification employee (since 26 Jan 2026)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (28 Feb 2024 to 29 Sep 2024)
    • [FCA CF] Client dealing (28 Feb 2024 to 29 Sep 2024)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (5 Jul 2022 to 29 Sep 2024)
    • [FCA CF] Client dealing (1 Jun 2022 to 29 Sep 2024)
    • [FCA CF] Material risk taker (1 Jun 2022 to 29 Sep 2024)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • SMF6 Head of Key Business Areas (26 Jul 2021 to 31 May 2022)
    • SMF7 Group Entity Senior Manager (19 Nov 2019 to 25 Jul 2021)
  • Aviva Equity Release UK Limited (no longer approved here)

    FRN 310433

    • SMF3 Executive Director (26 Jul 2021 to 31 May 2022)
    • [FCA CF] Significant management (1 May 2021 to 25 Jul 2021)
  • Aviva UK Digital Limited (no longer approved here)

    FRN 728985

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 3 Apr 2020)
    • CF1 Director (19 Nov 2019 to 8 Dec 2019)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF1 Director (19 Nov 2019 to 19 Nov 2019)
  • Aviva International Insurance Limited (no longer approved here)

    FRN 202082

    • SMF7 Group Entity Senior Manager (19 Nov 2019 to 30 Apr 2021)
  • Aviva Insurance Limited (no longer approved here)

    FRN 202153

    • SMF7 Group Entity Senior Manager (19 Nov 2019 to 30 Apr 2021)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 19 Aug 2010)
    • CF23 Corporate Finance Adviser (9 Oct 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.