Date authorised
1 April 2013
Companies House
03286484
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +442072832000
  • Complaints Contact

    Aviva UK Insurance
    Wellington Row
    York
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Equity Release Admin

    For Customer, Home reversion plans

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Trades With You Directly

    For Customer, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · The firm, in carrying on this regulated activity, is limited to entering into transactions in a manner which (a) if the firm was an unauthorised person, would come within article 16 of the RAO; or (b) if entering into a regulated mortgage contract as lender were not a regulated activity, would come within article 19 of the RAO
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Louise Phillips

    IRN SLP00014

    • CF1 Director (17 Jan 2013 to 24 Jul 2013)
  • Scott Brown

    IRN SXB00209

    • [FCA CF] Significant management (9 Dec 2019 to 8 Feb 2025)
  • Sharon Phillips

    IRN SXP00281

    • [FCA CF] Significant management (17 Aug 2020 to 15 Oct 2021)
  • Shaun Anthony Gains

    IRN SXG00952

    • [FCA CF] Significant management (23 Oct 2025 to 10 Mar 2026)
  • Simon Roger Marsden

    IRN SRM01199

    • [FCA CF] Manager of certification employee (15 Aug 2020 to 30 Sep 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 6 Jan 2020)
    • SMF3 Executive Director (9 Dec 2019 to 6 Jan 2020)
    • CF3 Chief Executive (3 Jun 2016 to 8 Dec 2019)
    • CF1 Director (18 Dec 2012 to 8 Dec 2019)
  • Stephen Forder Pond

    IRN SFP01028

    • [FCA CF] Significant management (1 Jan 2020 to 3 May 2021)
  • Stephen Gould

    IRN SXG00582

    • [FCA CF] Manager of certification employee (19 Jun 2023 to 3 Dec 2023)
  • Stephen James Hayes

    IRN SJH01615

    • SMF3 Executive Director (9 Dec 2019 to 21 Feb 2022)
    • CF1 Director (20 Jul 2018 to 8 Dec 2019)
  • Stephen Joseph Michael Marsh

    IRN SJM01181

    • CF28 Systems and controls (24 Dec 2007 to 9 Feb 2010)
    • CF11 Money Laundering Reporting (19 Nov 2007 to 19 Jul 2010)
  • Steven Cush

    IRN SXC00197

    • [FCA CF] Significant management (29 Aug 2024 to 31 Mar 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.