Aviva Equity Release UK Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Wellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +442072832000
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Complaints Contact
Aviva UK InsuranceWellington RowYorkYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Equity Release Admin
For Customer, Home reversion plans
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Mortgage Servicing
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Trades With You Directly
For Customer, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)
Show 2 limitations Hide limitations
- · The firm, in carrying on this regulated activity, is limited to entering into transactions in a manner which (a) if the firm was an unauthorised person, would come within article 16 of the RAO; or (b) if entering into a regulated mortgage contract as lender were not a regulated activity, would come within article 19 of the RAO
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Mortgage Lending
For Customer, Regulated mortgage contract
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Consumer Loans
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Loan Servicing
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sarah Louise Phillips
IRN SLP00014
- CF1 Director (17 Jan 2013 to 24 Jul 2013)
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Scott Brown
IRN SXB00209
- [FCA CF] Significant management (9 Dec 2019 to 8 Feb 2025)
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Sharon Phillips
IRN SXP00281
- [FCA CF] Significant management (17 Aug 2020 to 15 Oct 2021)
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Shaun Anthony Gains
IRN SXG00952
- [FCA CF] Significant management (23 Oct 2025 to 10 Mar 2026)
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Simon Roger Marsden
IRN SRM01199
- [FCA CF] Manager of certification employee (15 Aug 2020 to 30 Sep 2021)
- SMF1 Chief Executive (9 Dec 2019 to 6 Jan 2020)
- SMF3 Executive Director (9 Dec 2019 to 6 Jan 2020)
- CF3 Chief Executive (3 Jun 2016 to 8 Dec 2019)
- CF1 Director (18 Dec 2012 to 8 Dec 2019)
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Stephen Forder Pond
IRN SFP01028
- [FCA CF] Significant management (1 Jan 2020 to 3 May 2021)
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Stephen Gould
IRN SXG00582
- [FCA CF] Manager of certification employee (19 Jun 2023 to 3 Dec 2023)
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Stephen James Hayes
IRN SJH01615
- SMF3 Executive Director (9 Dec 2019 to 21 Feb 2022)
- CF1 Director (20 Jul 2018 to 8 Dec 2019)
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Stephen Joseph Michael Marsh
IRN SJM01181
- CF28 Systems and controls (24 Dec 2007 to 9 Feb 2010)
- CF11 Money Laundering Reporting (19 Nov 2007 to 19 Jul 2010)
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Steven Cush
IRN SXC00197
- [FCA CF] Significant management (29 Aug 2024 to 31 Mar 2026)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Railway Employees & Public Transport Association (no longer appointed)
FRN 409348 · Appointed 17 Dec 2004 · Until 12 Feb 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.