Date authorised
1 April 2013
Companies House
03286484
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +442072832000
  • Complaints Contact

    Aviva UK Insurance
    Wellington Row
    York
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Equity Release Admin

    For Customer, Home reversion plans

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Trades With You Directly

    For Customer, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · The firm, in carrying on this regulated activity, is limited to entering into transactions in a manner which (a) if the firm was an unauthorised person, would come within article 16 of the RAO; or (b) if entering into a regulated mortgage contract as lender were not a regulated activity, would come within article 19 of the RAO
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart Edmund Robinson

    IRN SER01063

    • SMF2 Chief Finance (9 Dec 2019 to 30 Nov 2021)
    • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2021)
    • CF1 Director (8 Mar 2018 to 8 Dec 2019)
  • Stuart Ian McKellar

    IRN SXM01366

    • [FCA CF] Significant management (since 24 May 2023)
  • Susan Christine Kelly

    IRN SCK01050

    • SMF18 Other Overall Responsibility (16 Feb 2021 to 7 Oct 2021)
    • [FCA CF] Manager of certification employee (29 Jan 2021 to 15 Feb 2021)
    • [FCA CF] Significant management (21 Jan 2020 to 15 Feb 2021)
  • Susan Margaret Kuczynska

    IRN SXK00788

    • [FCA CF] Significant management (since 23 Apr 2024)
  • Thomas Bauer

    IRN TXB00512

    • [FCA CF] Significant management (since 1 Sep 2025)
  • Thomas Patrick Allen

    IRN TXA00146

    • [FCA CF] Significant management (since 6 May 2025)
  • Toby Emil Strauss

    IRN TES01006

    • CF29 Significant management (23 Feb 2011 to 23 May 2011)
    • CF3 Chief Executive (30 Mar 2010 to 23 Feb 2011)
    • CF1 Director (5 Jan 2009 to 23 Feb 2011)
  • Tom Ground

    IRN TSG01023

    • [FCA CF] Significant management (15 May 2020 to 30 Jul 2020)
  • Trevor John Matthews

    IRN TJM01140

    • CF29 Significant management (2 Dec 2011 to 2 Jul 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.