Date authorised
1 April 2013
Companies House
03286484
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +442072832000
  • Complaints Contact

    Aviva UK Insurance
    Wellington Row
    York
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Equity Release Admin

    For Customer, Home reversion plans

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Trades With You Directly

    For Customer, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · The firm, in carrying on this regulated activity, is limited to entering into transactions in a manner which (a) if the firm was an unauthorised person, would come within article 16 of the RAO; or (b) if entering into a regulated mortgage contract as lender were not a regulated activity, would come within article 19 of the RAO
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Paul Priestley

    IRN RPP01047

    • SMF7 Group Entity Senior Manager (since 15 May 2023)
  • Robert David Lewis

    IRN RXL91270

    • SMF5 Head of Internal Audit (16 Nov 2020 to 3 Mar 2023)
  • Robert William Brightman

    IRN RXB01031

    • [FCA CF] Significant management (since 1 Mar 2025)
  • Robert William Harrison

    IRN RXH00728

    • SMF7 Group Entity Senior Manager (since 3 May 2024)
  • Robin Barker

    IRN RXB02310

    • SMF7 Group Entity Senior Manager (28 Sep 2021 to 30 Sep 2021)
    • [FCA CF] Significant management (14 Apr 2021 to 30 Sep 2021)
    • [FCA CF] Manager of certification employee (14 Apr 2021 to 30 Sep 2021)
    • CF29 Significant management (17 Jul 2018 to 20 Mar 2019)
  • Roger Charles Dix

    IRN RCD01059

    • CF28 Systems and controls (7 Feb 2011 to 1 Jun 2012)
  • Rosemary Harris

    IRN RXH00169

    • CF28 Systems and controls (13 Jul 2015 to 30 Jun 2017)
  • Russell John Hughes

    IRN RJH01327

    • CF1 Director (31 Oct 2004 to 12 Feb 2007)
  • Sara Thompson

    IRN SET01070

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2019)
  • Sarah Jean Layden

    IRN SXL00450

    • SMF1 Chief Executive (since 21 Aug 2025)
    • SMF3 Executive Director (since 21 Aug 2025)
    • [FCA CF] Manager of certification employee (1 Jul 2025 to 20 Aug 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.