Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Pearson

    IRN DXP00021

    • CF30 Customer (1 Nov 2007 to 5 Mar 2010)
    • CF21 Investment Adviser (4 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 4 Apr 2006)
  • David Peter Ginn

    IRN DPG00012

    • CF21 Investment Adviser (24 Jun 2004 to 13 Jul 2005)
    • CF22 Investment Adviser (Trainee) (16 Jan 2004 to 24 Jun 2004)
  • David Peter Kent

    IRN DPK00007

    • CF21 Investment Adviser (10 Sep 2004 to 20 Dec 2004)
    • CF4 Partner (AR) (26 Nov 2003 to 20 Dec 2004)
    • CF22 Investment Adviser (Trainee) (26 Nov 2003 to 10 Sep 2004)
  • David Philip Allvey

    IRN DPA01021

    • CF2 Non Executive Director (29 Mar 2011 to 31 Mar 2016)
  • David Reekie Anderson

    IRN DRA00001

    • CF21 Investment Adviser (17 Jul 2003 to 30 Jan 2006)
    • CF22 Investment Adviser (Trainee) (29 Apr 2003 to 17 Jul 2003)
  • David Reid Joiner

    IRN DRJ00002

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • David Richardson

    IRN DXR00026

    • CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • CF21 Investment Adviser (3 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 3 Aug 2005)
  • David Richmond Edgar

    IRN DRE00006

    • CF21 Investment Adviser (26 Feb 2004 to 19 Oct 2004)
    • CF22 Investment Adviser (Trainee) (12 Sep 2003 to 26 Feb 2004)
  • David Ritchie Allan

    IRN DRA00008

    • CF21 Investment Adviser (27 Aug 2004 to 15 Aug 2005)
    • CF22 Investment Adviser (Trainee) (19 Jan 2004 to 27 Aug 2004)
  • David Robert Barnes

    IRN DRB01119

    • CF30 Customer (1 Nov 2007 to 26 Sep 2008)
    • CF22 Investment Adviser (Trainee) (5 Sep 2007 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.