Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Wayne Wilkins

    IRN AWW00013

    • CF21 Investment Adviser (18 Jan 2006 to 26 Oct 2006)
    • CF22 Investment Adviser (Trainee) (2 Aug 2004 to 18 Jan 2006)
    • CF1 Director (AR) (2 Aug 2004 to 26 Oct 2006)
  • Agnes Wallace Kerr McLachlan

    IRN AWM00018

    • CF22 Investment Adviser (Trainee) (26 Nov 2002 to 9 Dec 2002)
  • Aidan Richard O'Neill

    IRN ARO01014

    • CF21 Investment Adviser (12 Mar 2004 to 16 Jun 2006)
    • CF22 Investment Adviser (Trainee) (12 Jun 2003 to 12 Mar 2004)
  • Ajit Singh Roger Dhaliwal

    IRN AXD00931

    • [FCA CF] Significant management (since 1 Jul 2024)
    • [FCA CF] Manager of certification employee (1 Jul 2024 to 2 Feb 2026)
  • Akbal Singh Billing

    IRN ASB00022

    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2006)
    • CF1 Director (AR) (1 Dec 2001 to 2 Sep 2007)
  • Akhtarul Islam Choudhury

    IRN AIC00007

    • CF21 Investment Adviser (23 Dec 2003 to 11 Jan 2005)
    • CF22 Investment Adviser (Trainee) (3 Apr 2003 to 23 Dec 2003)
  • Alan Edward Holt

    IRN AEH00017

    • CF30 Customer (22 Feb 2010 to 29 Jun 2010)
  • Alan Finney

    IRN AXF00118

    • CF22 Investment Adviser (Trainee) (30 Jan 2003 to 15 Apr 2003)
  • Alan George Wellings

    IRN AGW00016

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2005)
  • Alan Hancock

    IRN AXH00012

    • CF21 Investment Adviser (1 Dec 2001 to 13 Mar 2002)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 13 Mar 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.