Alan Finney

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Coventry Building Society (no longer approved here)
FRN 150892
- [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Jan 2020)
Elevate Portfolio Services Limited (no longer approved here)
FRN 144849
- CF22 Investment Adviser (Trainee) (30 Jan 2003 to 15 Apr 2003)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF22 Investment Adviser (Trainee) (30 Jan 2003 to 15 Apr 2003)
Staffordshire Financial Services Ltd (no longer approved here)
FRN 210725
- Employed By (30 Jan 2003 to 15 Apr 2003)
West Bromwich Building Society (no longer approved here)
FRN 104877
- CF21 Investment Adviser (1 Dec 2001 to 22 Nov 2002)
Aviva Investors UK Fund Services Limited (no longer approved here)
FRN 119310
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.