Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
-
Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Mortgage Advice
For Customer, Regulated mortgage contract
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Mortgage Arranging
For Customer, Regulated mortgage contract
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
-
Runs Personal Pensions
-
Mortgage Setup
For Customer, Regulated mortgage contract
-
Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Anita Hennington
IRN AXH00095
- CF21 Investment Adviser (22 Jun 2005 to 8 Apr 2006)
- CF22 Investment Adviser (Trainee) (8 Mar 2004 to 22 Jun 2005)
- CF4 Partner (AR) (8 Mar 2004 to 8 Apr 2006)
-
Anix Pravin Kumar Shah
IRN AXS02153
- CF21 Investment Adviser (10 Feb 2006 to 14 Sep 2007)
- CF22 Investment Adviser (Trainee) (18 Apr 2005 to 10 Feb 2006)
-
Ann Holden
IRN AXH01569
- CF4 Partner (AR) (28 Mar 2003 to 22 Aug 2006)
-
Anna Catherine Bartholomew
IRN ACB01184
- CF22 Investment Adviser (Trainee) (16 Sep 2005 to 8 Apr 2006)
-
Anne Esther Istead
IRN AEI00001
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2007)
-
Anne Grey
IRN AXG01744
- CF1 Director (AR) (7 Jun 2007 to 15 Jul 2007)
-
Anne Hopkins
IRN AXH01846
- CF22 Investment Adviser (Trainee) (13 Dec 2006 to 8 Jun 2007)
-
Anthea Jane Kenyon
IRN AJU01007
- CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- CF21 Investment Adviser (20 Jul 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Jan 2005 to 20 Jul 2005)
-
Anthony Buckle
IRN AGB01109
- CF21 Investment Adviser (26 Jan 2004 to 3 Jun 2006)
- CF22 Investment Adviser (Trainee) (16 Apr 2003 to 26 Jan 2004)
-
Anthony David Barnsley
IRN ADB00036
- CF21 Investment Adviser (16 Jan 2003 to 31 Dec 2004)
- CF22 Investment Adviser (Trainee) (25 Mar 2002 to 16 Jan 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Kingstons Financial Services (no longer appointed)
FRN 176258 · Appointed 31 Oct 2004 · Until 25 Sep 2006
-
Countryside Financial Solutions (no longer appointed)
FRN 222003 · Appointed 31 Oct 2004 · Until 3 May 2006
-
Richmond Financial Planning (no longer appointed)
FRN 403553 · Appointed 31 Oct 2004 · Until 12 Jul 2007
-
Hawkins Financial Services (no longer appointed)
FRN 403558 · Appointed 31 Oct 2004 · Until 25 Apr 2005
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.