Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF4 Partner (AR) (since 28 Apr 2023)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (AR) (15 Nov 2011 to 9 Jun 2014)
    • CF21 Investment Adviser (13 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 May 2006 to 13 Jun 2007)
    • (1)Employed By (since 16 Apr 2003)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (15 Nov 2011 to 9 Jun 2014)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (26 Jan 2004 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (16 Apr 2003 to 26 Jan 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (26 Jan 2004 to 3 Jun 2006)
    • CF22 Investment Adviser (Trainee) (16 Apr 2003 to 26 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at PJH Financial Services

  2. controlled function added: (1)Employed By at PJH Financial Services