Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gary Tibor Hosznyak

  IRN GTH01018

  • CF22 Investment Adviser (Trainee) (17 Aug 2004 to 21 Mar 2005)
  • CF1 Director (AR) (17 Aug 2004 to 3 Sep 2005)
• Gary Torence Stephen Lelliott

  IRN GTL01006

  • CF22 Investment Adviser (Trainee) (18 Feb 2004 to 11 Jun 2004)
• Gary Vincent Paul Tanner

  IRN GVT00001

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 6 Mar 2006)
• Gavin Andrew Horner Wilkinson

  IRN GAW01089

  • CF22 Investment Adviser (Trainee) (24 Aug 2005 to 11 Nov 2005)
• Gavin George Johnson

  IRN GGJ00001

  • CF22 Investment Adviser (Trainee) (16 Jun 2003 to 1 Dec 2003)
• Gavin Pike

  IRN GJP01104

  • [FCA CF] Client dealing (1 Jan 2021 to 1 Oct 2023)
  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Oct 2023)
• Gaynor Young

  IRN GXY00003

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF21 Investment Adviser (7 Jun 2005 to 2 May 2006)
  • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 7 Jun 2005)
• Geoffrey Plommer

  IRN GRP00016

  • CF21 Investment Adviser (18 Nov 2003 to 21 Aug 2007)
  • CF22 Investment Adviser (Trainee) (20 May 2003 to 18 Nov 2003)
  • CF1 Director (AR) (20 May 2003 to 21 Aug 2007)
• Geoffrey Stanley Gallagher

  IRN GSG01024

  • CF1 Director (AR) (1 Dec 2001 to 1 Feb 2004)
• George Alexander Abel

  IRN GAA00007

  • CF7 Sole Trader (AR) (17 Nov 2006 to 31 Jan 2007)
  • CF21 Investment Adviser (3 Feb 2004 to 23 Jul 2007)
  • CF22 Investment Adviser (Trainee) (28 Jul 2003 to 3 Feb 2004)

• Steven Irving (no longer appointed)

  FRN 414515 · Appointed 12 Nov 2004 · Until 1 Jul 2007

• Hamilton Mortgages Ltd (no longer appointed)

  FRN 414447 · Appointed 11 Nov 2004 · Until 21 Apr 2007

• PJH Financial Services (no longer appointed)

  FRN 211604 · Appointed 10 Nov 2004 · Until 3 Jun 2006

• Richmond Financial Services (no longer appointed)

  FRN 158371 · Appointed 10 Nov 2004 · Until 24 Jan 2008

• Evans Financial Management. (no longer appointed)

  FRN 212869 · Appointed 10 Nov 2004 · Until 26 Apr 2005

• Spire Financial Management Ltd (no longer appointed)

  FRN 211136 · Appointed 10 Nov 2004 · Until 20 Aug 2007

• Arc Financial Services (no longer appointed)

  FRN 158952 · Appointed 10 Nov 2004 · Until 11 Aug 2005

• Hawkins Financial Services (no longer appointed)

  FRN 200774 · Appointed 9 Nov 2004 · Until 9 Nov 2004

• Hudson (GB) Limited (no longer appointed)

  FRN 220907 · Appointed 9 Nov 2004 · Until 24 Sep 2006

• Money Wise (Scotland) Life Pensions & Investments Ltd (no longer appointed)

  FRN 413237 · Appointed 1 Nov 2004 · Until 22 Aug 2007

No changes recorded yet.