Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (22 May 2020 to 19 Feb 2021)
    • [FCA CF] Client dealing (22 May 2020 to 19 Feb 2021)
    • CF30 Customer (12 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Jul 2014 to 6 Mar 2016)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 16 Nov 2012)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 6 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.