Gavin George Johnson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 23 May 2022)
    • Appointed representative dealing with clients for which they require qualification (since 23 May 2022)
    • CF30 Customer (since 5 Apr 2022)
    • CF1 Director (AR) (since 5 Apr 2022)
  • Solus Financial Planning Ltd

    FRN 972111

    • (1)Employed By (since 5 Apr 2022)
  • Tees Financial Limited (no longer approved here)

    FRN 211314

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 May 2022)
    • CF30 Customer (1 Mar 2018 to 8 Dec 2019)
  • Whitechurch Securities Limited (no longer approved here)

    FRN 114318

    • CF30 Customer (2 Feb 2015 to 28 Feb 2018)
  • SP Financial Management Limited (no longer approved here)

    FRN 171137

    • CF1 Director (27 Feb 2012 to 15 Sep 2014)
    • CF11 Money Laundering Reporting (7 Feb 2012 to 15 Sep 2014)
    • CF10 Compliance Oversight (25 Jan 2012 to 15 Sep 2014)
    • CF30 Customer (7 Mar 2011 to 23 Jan 2015)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (1 Nov 2007 to 6 Dec 2007)
    • CF1 Director (AR) (1 Feb 2006 to 6 Dec 2007)
    • CF21 Investment Adviser (1 Feb 2006 to 31 Oct 2007)
  • Sussex Independent Financial Advisers Limited (no longer approved here)

    FRN 207490

    • CF21 Investment Adviser (8 Dec 2003 to 5 Feb 2006)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF22 Investment Adviser (Trainee) (16 Jun 2003 to 1 Dec 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF22 Investment Adviser (Trainee) (16 Jun 2003 to 1 Dec 2003)
  • The Clear Advice Network Ltd (no longer approved here)

    FRN 225110

    • Employed By (16 Jun 2003 to 1 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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