Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jason Mark Robinson

    IRN JMR00036

    • CF1 Director (AR) (3 Jul 2006 to 2 Jun 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2006)
  • Jason Michael Lewis

    IRN JXL01435

    • CF22 Investment Adviser (Trainee) (26 Jun 2003 to 24 Oct 2003)
  • Jason Michael Windsor

    IRN JMW01117

    • CF1 Director (13 Apr 2015 to 30 Jun 2019)
  • Jason Paul Griffiths

    IRN JPG01107

    • CF22 Investment Adviser (Trainee) (18 Oct 2002 to 2 Dec 2003)
  • Jason Spencer

    IRN JPS00032

    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Oct 2023)
    • [FCA CF] Client dealing (1 Jan 2021 to 1 Oct 2023)
  • Jayne Guest

    IRN JXA00050

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Jean Paul Dominique Louis Drouffe

    IRN JPD01113

    • CF1 Director (AR) (7 Jul 2010 to 23 Mar 2011)
    • CF1 Director (7 Jul 2010 to 15 Sep 2010)
    • CF28 Systems and controls (1 Nov 2007 to 24 Jun 2008)
    • CF14 Risk Assessment (6 Dec 2004 to 31 Oct 2007)
    • CF13 Finance (6 Dec 2004 to 31 Oct 2007)
  • Jefferson Vanderman

    IRN JJV01011

    • CF30 Customer (1 Nov 2007 to 6 Feb 2008)
    • CF21 Investment Adviser (17 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 17 Nov 2005)
  • Jeffrey Peter Bennett

    IRN JPB00050

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (21 Mar 2006 to 20 Jun 2006)
    • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 21 Mar 2006)
  • Jemma Wilson

    IRN JET01090

    • CF30 Customer (23 Jan 2009 to 30 Apr 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.