Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (28 Mar 2010 to 31 Dec 2014)
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- CF30 Customer (27 Mar 2009 to 29 Mar 2010)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- CF21 Investment Adviser (21 Mar 2006 to 20 Jun 2006)
- CF22 Investment Adviser (Trainee) (21 Sep 2005 to 21 Mar 2006)
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- Employed By (30 Apr 2007 to 31 Dec 2008)
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- CF22 Investment Adviser (Trainee) (21 Jun 2006 to 13 Mar 2007)
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- CF21 Investment Adviser (2 Aug 2004 to 3 Sep 2004)
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- (138)Employed By (2 Aug 2004 to 3 Sep 2004)
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- Employed By (1 Dec 2001 to 29 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.