Aviva Administration Limited

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FRN: 185746
Date authorised: 1 April 2013
Companies House: 03424940
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Aviva

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4402072832000

Web

https://www.aviva.co.uk
Complaints Contact

Aviva

Customer Relations

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Pension Transfer Advice

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Advice (no pensions)

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Trades With You Directly

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

David Pearson
IRN DXP00021
- CF30 Customer (1 Nov 2007 to 5 Mar 2010)
- CF21 Investment Adviser (4 Apr 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Sep 2005 to 4 Apr 2006)
David Peter Ginn
IRN DPG00012
- CF21 Investment Adviser (24 Jun 2004 to 13 Jul 2005)
- CF22 Investment Adviser (Trainee) (16 Jan 2004 to 24 Jun 2004)
David Peter Kent
IRN DPK00007
- CF21 Investment Adviser (10 Sep 2004 to 20 Dec 2004)
- CF4 Partner (AR) (26 Nov 2003 to 20 Dec 2004)
- CF22 Investment Adviser (Trainee) (26 Nov 2003 to 10 Sep 2004)
David Philip Allvey
IRN DPA01021
- CF2 Non Executive Director (29 Mar 2011 to 31 Mar 2016)
David Reekie Anderson
IRN DRA00001
- CF21 Investment Adviser (17 Jul 2003 to 30 Jan 2006)
- CF22 Investment Adviser (Trainee) (29 Apr 2003 to 17 Jul 2003)
David Reid Joiner
IRN DRJ00002
- CF30 Customer (23 Jan 2009 to 16 Sep 2010)
David Richardson
IRN DXR00026
- CF30 Customer (1 Nov 2007 to 1 Jul 2008)
- CF21 Investment Adviser (3 Aug 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Jan 2005 to 3 Aug 2005)
David Richmond Edgar
IRN DRE00006
- CF21 Investment Adviser (26 Feb 2004 to 19 Oct 2004)
- CF22 Investment Adviser (Trainee) (12 Sep 2003 to 26 Feb 2004)
David Ritchie Allan
IRN DRA00008
- CF21 Investment Adviser (27 Aug 2004 to 15 Aug 2005)
- CF22 Investment Adviser (Trainee) (19 Jan 2004 to 27 Aug 2004)
David Robert Barnes
IRN DRB01119
- CF30 Customer (1 Nov 2007 to 26 Sep 2008)
- CF22 Investment Adviser (Trainee) (5 Sep 2007 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Mortgage Port Ltd (no longer appointed)
FRN 429252 · Appointed 9 Mar 2005 · Until 1 May 2007
Jhoots Financial Services Ltd (no longer appointed)
FRN 429151 · Appointed 7 Mar 2005 · Until 31 Oct 2006
Complete Protection Ltd (no longer appointed)
FRN 429150 · Appointed 7 Mar 2005 · Until 26 Mar 2007
Apex Financial Planning (no longer appointed)
FRN 428746 · Appointed 28 Feb 2005 · Until 1 Jul 2007
Windmill Financial Planning & Independent Mortgages (no longer appointed)
FRN 428745 · Appointed 28 Feb 2005 · Until 1 Jul 2007
Glasgow Mortgage Centre Ltd (no longer appointed)
FRN 428569 · Appointed 24 Feb 2005 · Until 4 Jul 2007
True Colours Financial Planning Ltd (no longer appointed)
FRN 426632 · Appointed 16 Feb 2005 · Until 21 Jul 2007
Braxfield (no longer appointed)
FRN 426133 · Appointed 9 Feb 2005 · Until 15 Aug 2007
Concept Publishing Ltd (no longer appointed)
FRN 425916 · Appointed 4 Feb 2005 · Until 23 Jan 2008
KFS Mortgages Ltd (no longer appointed)
FRN 424336 · Appointed 24 Jan 2005 · Until 1 Dec 2005

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.