Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Frederick James Hopkins

    IRN FJH01032

    • CF30 Customer (25 Feb 2010 to 14 Jul 2011)
  • Gail McCaig

    IRN GXM00089

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Gail Miller

    IRN GXM01517

    • CF30 Customer (24 Jun 2010 to 16 Sep 2010)
  • Gareth Alan Earl

    IRN GAE01015

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Gareth Cross

    IRN GXC01385

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF21 Investment Adviser (14 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 14 Mar 2007)
  • Garry Edward Osborne

    IRN GEO00002

    • CF30 Customer (25 Jan 2010 to 16 Sep 2010)
  • Garry Wilcox

    IRN GXW00071

    • CF1 Director (AR) (22 Mar 2006 to 20 Aug 2007)
    • CF1 Director (12 Dec 2005 to 22 Mar 2006)
    • CF21 Investment Adviser (17 Dec 2003 to 30 Jan 2006)
    • CF22 Investment Adviser (Trainee) (10 Apr 2002 to 17 Dec 2003)
  • Garth Malcolm Scott

    IRN GXS00070

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
  • Gary Alan McPheat

    IRN GXM00102

    • CF1 Director (AR) (1 Apr 2004 to 10 May 2007)
    • CF21 Investment Adviser (1 Apr 2004 to 10 May 2007)
    • CF22 Investment Adviser (Trainee) (19 Dec 2002 to 31 Mar 2004)
  • Gary Elliot

    IRN GXE01092

    • CF21 Investment Adviser (22 Dec 2004 to 14 Aug 2006)
    • CF22 Investment Adviser (Trainee) (5 Jul 2004 to 22 Dec 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.