Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • CF1 Director (AR) (since 21 Jul 2015)
    • CF30 Customer (21 Jul 2015 to 29 Oct 2015)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 21 Jul 2015)
    • (2)Employed By (since 21 Jul 2015)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF1 Director (AR) (22 Mar 2006 to 20 Aug 2007)
    • CF1 Director (12 Dec 2005 to 22 Mar 2006)
    • CF21 Investment Adviser (17 Dec 2003 to 30 Jan 2006)
    • CF22 Investment Adviser (Trainee) (10 Apr 2002 to 17 Dec 2003)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (17 Dec 2003 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (10 Apr 2002 to 17 Dec 2003)
    • CF1 Director (AR) (10 Apr 2002 to 31 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Spire Financial Management Ltd

  2. controlled function added: (2)Employed By at Spire Financial Management Ltd