Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
- CF1 Director (AR) (since 21 Jul 2015)
- CF30 Customer (21 Jul 2015 to 29 Oct 2015)
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Quilter Mortgage Planning Limited
FRN 440718
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 21 Jul 2015)
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Spire Financial Management Ltd
FRN 211136
- (2)Employed By (since 21 Jul 2015)
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- CF1 Director (AR) (22 Mar 2006 to 20 Aug 2007)
- CF1 Director (12 Dec 2005 to 22 Mar 2006)
- CF21 Investment Adviser (17 Dec 2003 to 30 Jan 2006)
- CF22 Investment Adviser (Trainee) (10 Apr 2002 to 17 Dec 2003)
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- CF21 Investment Adviser (17 Dec 2003 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (10 Apr 2002 to 17 Dec 2003)
- CF1 Director (AR) (10 Apr 2002 to 31 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Spire Financial Management Ltd
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controlled function added: (2)Employed By at Spire Financial Management Ltd