Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Caroline Basden

  IRN CSP01054

  • [FCA CF] Functions requiring qualifications (4 Aug 2021 to 1 Oct 2023)
  • [FCA CF] Client dealing (4 Aug 2021 to 1 Oct 2023)
• Caroline Belinda Watson

  IRN CBW00007

  • CF30 Customer (1 Nov 2007 to 17 Aug 2010)
  • CF21 Investment Adviser (21 Jul 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 21 Jul 2005)
• Caroline Denise McCarthy

  IRN CDM00008

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF21 Investment Adviser (15 Jun 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 15 Jun 2005)
• Caroline Durn

  IRN CXD00012

  • CF30 Customer (2 Mar 2010 to 14 Jul 2011)
• Caroline June Dowson

  IRN CXD00518

  • SMF1 Chief Executive (since 28 Jan 2026)
  • Responsible for Insurance Distribution (since 28 Jan 2026)
  • SMF3 Executive Director (since 28 Jan 2026)
  • [FCA CF] Significant management (13 Nov 2023 to 27 Jan 2026)
  • [FCA CF] Manager of certification employee (13 Nov 2023 to 27 Jan 2026)
• Caron Louise Atherton

  IRN CLM01062

  • CF30 Customer (1 Nov 2007 to 31 Jan 2008)
  • CF21 Investment Adviser (2 Aug 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (3 Dec 2003 to 2 Aug 2005)
• Carson Randolph Albury

  IRN CRA00018

  • CF22 Investment Adviser (Trainee) (16 Jun 2003 to 16 Feb 2004)
• Carys Roberts

  IRN CLR01042

  • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
• Catherine Davidson Ogilvie

  IRN CDO01010

  • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
• Catherine Elizabeth Garth

  IRN CEG00008

  • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 2 May 2006)

• Home and General Financial Services (no longer appointed)

  FRN 156797 · Appointed 9 Nov 2005 · Until 24 Jan 2008

• Chums Limited (no longer appointed)

  FRN 201027 · Appointed 26 Oct 2005 · Until 23 Jan 2008

• Premier Property Mortgages (no longer appointed)

  FRN 440592 · Appointed 13 Oct 2005 · Until 6 Feb 2007

• Perfect Day Consulting Limited (no longer appointed)

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• Newhall Publications Limited (no longer appointed)

  FRN 201215 · Appointed 14 Sep 2005 · Until 23 Mar 2011

• Readers Digest Financial Services Limited (no longer appointed)

  FRN 201136 · Appointed 30 Aug 2005 · Until 23 Mar 2011

• The Bradford Exchange Ltd (no longer appointed)

  FRN 201860 · Appointed 18 Aug 2005 · Until 24 Jan 2008

• Clyde Financial Services (no longer appointed)

  FRN 437809 · Appointed 17 Aug 2005 · Until 22 Aug 2007

• Protection & Mortgages 4 All Ltd (no longer appointed)

  FRN 437536 · Appointed 15 Aug 2005 · Until 21 Apr 2007

• Woods Estate Agents (no longer appointed)

  FRN 436253 · Appointed 1 Aug 2005 · Until 21 Jul 2007

No changes recorded yet.