Caroline Basden

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited

    FRN 225831

    • [FCA CF] Manager of certification employee (since 2 Oct 2023)
    • [FCA CF] Client dealing (2 Oct 2023 to 17 Jan 2024)
    • [FCA CF] Functions requiring qualifications (2 Oct 2023 to 17 Jan 2024)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • [FCA CF] Client dealing (4 Aug 2021 to 1 Oct 2023)
    • [FCA CF] Functions requiring qualifications (4 Aug 2021 to 1 Oct 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Jan 2010 to 24 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.