Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John William Kynaston

  IRN JWK01021

  • CF1 Director (AR) (6 Apr 2004 to 10 May 2007)
  • CF21 Investment Adviser (18 Aug 2003 to 10 May 2007)
  • CF22 Investment Adviser (Trainee) (26 Nov 2002 to 18 Aug 2003)
• John William Warman

  IRN JWW00005

  • CF30 Customer (15 Feb 2008 to 31 Dec 2008)
• John Wilson Forsyth

  IRN JWF00017

  • CF1 Director (AR) (1 Apr 2004 to 10 May 2007)
  • CF21 Investment Adviser (16 Mar 2004 to 10 May 2007)
  • CF22 Investment Adviser (Trainee) (13 Jun 2003 to 16 Mar 2004)
• Johnross Busby-Cartwright-Owen

  IRN JXC02632

  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 16 Mar 2021)
  • [FCA CF] Client dealing (1 Jan 2021 to 16 Mar 2021)
• Jon McArdle

  IRN JXM02375

  • CF30 Customer (23 Jan 2009 to 16 Feb 2010)
• Jon Younie

  IRN JXY00028

  • [FCA CF] Client dealing (10 Feb 2021 to 30 Dec 2022)
• Jonathan Christopher Wooding

  IRN JCW00040

  • CF21 Investment Adviser (21 Jan 2003 to 23 Aug 2007)
  • CF22 Investment Adviser (Trainee) (18 Jul 2002 to 21 Jan 2003)
• Jonathan Craig Cooper

  IRN JCC01167

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF22 Investment Adviser (Trainee) (7 Sep 2007 to 31 Oct 2007)
• Jonathan Daniel Stones

  IRN JDS01145

  • CF21 Investment Adviser (13 Oct 2004 to 14 May 2006)
  • CF22 Investment Adviser (Trainee) (8 Dec 2003 to 13 Oct 2004)
• Jonathan David Mark Elston

  IRN JDE00014

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF21 Investment Adviser (27 May 2004 to 31 Dec 2004)
  • CF22 Investment Adviser (Trainee) (20 Jan 2004 to 27 May 2004)

• Home and General Financial Services (no longer appointed)

  FRN 156797 · Appointed 9 Nov 2005 · Until 24 Jan 2008

• Chums Limited (no longer appointed)

  FRN 201027 · Appointed 26 Oct 2005 · Until 23 Jan 2008

• Premier Property Mortgages (no longer appointed)

  FRN 440592 · Appointed 13 Oct 2005 · Until 6 Feb 2007

• Perfect Day Consulting Limited (no longer appointed)

  FRN 440590 · Appointed 13 Oct 2005 · Until 16 Jan 2006

• Newhall Publications Limited (no longer appointed)

  FRN 201215 · Appointed 14 Sep 2005 · Until 23 Mar 2011

• Readers Digest Financial Services Limited (no longer appointed)

  FRN 201136 · Appointed 30 Aug 2005 · Until 23 Mar 2011

• The Bradford Exchange Ltd (no longer appointed)

  FRN 201860 · Appointed 18 Aug 2005 · Until 24 Jan 2008

• Clyde Financial Services (no longer appointed)

  FRN 437809 · Appointed 17 Aug 2005 · Until 22 Aug 2007

• Protection & Mortgages 4 All Ltd (no longer appointed)

  FRN 437536 · Appointed 15 Aug 2005 · Until 21 Apr 2007

• Woods Estate Agents (no longer appointed)

  FRN 436253 · Appointed 1 Aug 2005 · Until 21 Jul 2007

No changes recorded yet.