Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Jun 2023)
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- CF30 Customer (1 Nov 2007 to 15 Dec 2011)
- CF21 Investment Adviser (19 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (10 Apr 2007 to 19 Jul 2007)
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- CF1 Director (AR) (6 Apr 2004 to 31 Oct 2004)
- CF21 Investment Adviser (18 Aug 2003 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (26 Nov 2002 to 18 Aug 2003)
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- CF1 Director (AR) (6 Apr 2004 to 10 May 2007)
- CF21 Investment Adviser (18 Aug 2003 to 10 May 2007)
- CF22 Investment Adviser (Trainee) (26 Nov 2002 to 18 Aug 2003)
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- Employed By (26 Nov 2002 to 10 May 2007)
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- Employed By (8 Apr 2002 to 16 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.