Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 28 Sep 2012)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF21 Investment Adviser (27 May 2004 to 31 Dec 2004)
    • CF22 Investment Adviser (Trainee) (20 Jan 2004 to 27 May 2004)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (27 May 2004 to 31 Dec 2004)
    • CF22 Investment Adviser (Trainee) (20 Jan 2004 to 27 May 2004)
  • Staffordshire Financial Services Ltd (no longer approved here)

    FRN 210725

    • Employed By (20 Jan 2004 to 31 Dec 2004)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (15 Oct 2002 to 19 Dec 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.