Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (3 Sep 2010 to 28 Sep 2012)
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- CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- CF21 Investment Adviser (27 May 2004 to 31 Dec 2004)
- CF22 Investment Adviser (Trainee) (20 Jan 2004 to 27 May 2004)
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- CF21 Investment Adviser (27 May 2004 to 31 Dec 2004)
- CF22 Investment Adviser (Trainee) (20 Jan 2004 to 27 May 2004)
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- Employed By (20 Jan 2004 to 31 Dec 2004)
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- CF21 Investment Adviser (15 Oct 2002 to 19 Dec 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.