Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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- CF21 Investment Adviser (21 Jan 2003 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (18 Jul 2002 to 21 Jan 2003)
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- CF21 Investment Adviser (21 Jan 2003 to 23 Aug 2007)
- CF22 Investment Adviser (Trainee) (18 Jul 2002 to 21 Jan 2003)
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- (4)Employed By (18 Jul 2002 to 17 Jul 2009)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Albrighton Wealth Management Limited
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controlled function added: (4)Employed By at Albrighton Wealth Management Limited