Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Timothy Iain Franklin Davis

    IRN TID00001

    • (222)CF21 Investment Adviser (19 May 2005 to 30 Jan 2006)
    • (221)CF22 Investment Adviser (Trainee) (18 Feb 2004 to 19 May 2005)
  • Timothy James Parker

    IRN TJP00008

    • (2692)CF30 Customer (1 Nov 2007 to 29 Aug 2008)
    • (2693)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Timothy James William Tookey

    IRN TJT01027

    • (2293)CF28 Systems and controls (1 Mar 2012 to 13 Apr 2015)
  • Timothy John Anderson

    IRN TJA01048

    • (2800)CF30 Customer (1 Nov 2007 to 19 Mar 2010)
    • (2801)CF22 Investment Adviser (Trainee) (17 Apr 2007 to 31 Oct 2007)
  • Timothy Philip Allen Hague

    IRN TPH01054

    • (1743)CF1 Director (AR) (29 Jul 2008 to 31 Dec 2008)
  • Timothy Royden Jones

    IRN TRJ01012

    • (967)CF21 Investment Adviser (15 Aug 2003 to 6 Aug 2007)
    • (966)CF22 Investment Adviser (Trainee) (23 Oct 2002 to 15 Aug 2003)
  • Timothy Samuel Barlow

    IRN TSB00011

    • (450)CF22 Investment Adviser (Trainee) (16 Jun 2003 to 24 Mar 2004)
  • Timothy Wade

    IRN TCW01029

    • (3634)CF2 Non Executive Director (9 Apr 2013 to 13 Apr 2015)
  • Timothy William Turley

    IRN TWT01016

    • (2061)CF22 Investment Adviser (Trainee) (12 Jan 2005 to 18 Aug 2006)
  • Tracey Mary Parker

    IRN TMP00004

    • (1598)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 6 Jan 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: AXA Winterthur Wealth Management

  2. trading name added: AXA Sun Life Direct

  3. trading name added: AXA Group

  4. trading name added: AXA Equity & Law

  5. trading name added: AXA Direct

  6. trading name added: AXA Assurance

  7. trading name added: Aviva Financial Advice

  8. trading name added: Friends Life Services Limited

  9. trading name added: AXA Sun Life Services Plc

  10. trading name added: Yorkshire Financial Advisory Service