Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JWA Financial Planning Ltd
FRN 798772
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 10 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (22 Aug 2018 to 8 Dec 2019)
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- CF30 Customer (19 Jul 2016 to 2 Sep 2018)
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- CF30 Customer (28 Oct 2010 to 6 Jul 2016)
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- CF30 Customer (15 May 2008 to 15 Jul 2010)
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- CF30 Customer (1 Nov 2007 to 1 May 2008)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (12 Jan 2005 to 18 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.