Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Client dealing (6 Apr 2020 to 21 Sep 2022)
    • [FCA CF] Functions requiring qualifications (6 Apr 2020 to 21 Sep 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (13 Apr 2010 to 6 Mar 2016)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 19 Mar 2010)
    • CF22 Investment Adviser (Trainee) (17 Apr 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (15 Aug 2006 to 9 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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