Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Trades With You Directly
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Timothy Iain Franklin Davis
IRN TID00001
- (222)CF21 Investment Adviser (19 May 2005 to 30 Jan 2006)
- (221)CF22 Investment Adviser (Trainee) (18 Feb 2004 to 19 May 2005)
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Timothy James Parker
IRN TJP00008
- (2692)CF30 Customer (1 Nov 2007 to 29 Aug 2008)
- (2693)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Timothy James William Tookey
IRN TJT01027
- (2293)CF28 Systems and controls (1 Mar 2012 to 13 Apr 2015)
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Timothy John Anderson
IRN TJA01048
- (2800)CF30 Customer (1 Nov 2007 to 19 Mar 2010)
- (2801)CF22 Investment Adviser (Trainee) (17 Apr 2007 to 31 Oct 2007)
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Timothy Philip Allen Hague
IRN TPH01054
- (1743)CF1 Director (AR) (29 Jul 2008 to 31 Dec 2008)
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Timothy Royden Jones
IRN TRJ01012
- (967)CF21 Investment Adviser (15 Aug 2003 to 6 Aug 2007)
- (966)CF22 Investment Adviser (Trainee) (23 Oct 2002 to 15 Aug 2003)
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Timothy Samuel Barlow
IRN TSB00011
- (450)CF22 Investment Adviser (Trainee) (16 Jun 2003 to 24 Mar 2004)
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Timothy Wade
IRN TCW01029
- (3634)CF2 Non Executive Director (9 Apr 2013 to 13 Apr 2015)
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Timothy William Turley
IRN TWT01016
- (2061)CF22 Investment Adviser (Trainee) (12 Jan 2005 to 18 Aug 2006)
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Tracey Mary Parker
IRN TMP00004
- (1598)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 6 Jan 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Ripley Financial Services (no longer appointed)
FRN 187552 · Appointed 3 Mar 1998 · Until 19 Nov 2006
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Morgan Stone Associates Limited (no longer appointed)
FRN 187805 · Appointed 20 Feb 1998 · Until 14 Apr 2007
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MAS Insurance Services Ltd (no longer appointed)
FRN 187869 · Appointed 12 Feb 1998 · Until 2 Sep 2007
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Hatch Finanical Services Ltd (no longer appointed)
FRN 201103 · Appointed 5 Jan 1998 · Until 16 Sep 2002
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Luscombe Maye Hands Hughes (no longer appointed)
FRN 201075 · Appointed 19 Dec 1997 · Until 31 Oct 2004
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Homefinders Express Ltd (no longer appointed)
FRN 201258 · Appointed 14 Nov 1997 · Until 16 Sep 2002
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: AXA Winterthur Wealth Management
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trading name added: AXA Sun Life Direct
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trading name added: AXA Group
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trading name added: AXA Equity & Law
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trading name added: AXA Direct
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trading name added: AXA Assurance
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trading name added: Aviva Financial Advice
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trading name added: Friends Life Services Limited
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trading name added: AXA Sun Life Services Plc
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trading name added: Yorkshire Financial Advisory Service