Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Anthony Howells

    IRN DAH00065

    • CF30 Customer (6 Feb 2008 to 7 Jun 2010)
  • David Arthur Cope

    IRN DAC00067

    • CF22 Investment Adviser (Trainee) (16 May 2002 to 27 May 2002)
  • David Arthur Legg

    IRN DAL00005

    • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2004)
  • David Barron

    IRN DXB00123

    • CF7 Sole Trader (AR) (1 Dec 2001 to 4 Apr 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2005)
  • David Braithwaite

    IRN DXB00063

    • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2006)
  • David Caffry

    IRN DXC00099

    • CF21 Investment Adviser (20 May 2003 to 31 Dec 2005)
    • CF22 Investment Adviser (Trainee) (16 Apr 2002 to 20 May 2003)
  • David Charles Jacobs

    IRN DCJ00002

    • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2004)
  • David Cheeseman

    IRN DRC01159

    • CF1 Director (20 Dec 2007 to 15 Sep 2010)
    • CF28 Systems and controls (1 Nov 2007 to 20 Dec 2007)
    • CF13 Finance (22 May 2007 to 31 Oct 2007)
  • David Cormack

    IRN DXC00110

    • CF21 Investment Adviser (14 Dec 2005 to 18 Jun 2007)
    • CF1 Director (AR) (3 Dec 2004 to 18 Jun 2007)
    • CF22 Investment Adviser (Trainee) (3 Dec 2004 to 14 Dec 2005)
  • David Dempsey

    IRN DXD01269

    • CF21 Investment Adviser (21 Mar 2006 to 4 Jul 2007)
    • CF22 Investment Adviser (Trainee) (9 Mar 2005 to 21 Mar 2006)
    • CF1 Director (AR) (9 Mar 2005 to 4 Jul 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.