Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Robert William Lowry

  IRN ARL00026

  • CF21 Investment Adviser (9 Jan 2004 to 18 Jul 2007)
  • CF4 Partner (AR) (19 May 2003 to 19 May 2003)
  • CF22 Investment Adviser (Trainee) (19 May 2003 to 9 Jan 2004)
• Alan Robert Willmont

  IRN ARW00010

  • CF30 Customer (5 Feb 2010 to 16 Sep 2010)
• Alan Roy McFie

  IRN ARM00032

  • CF22 Investment Adviser (Trainee) (30 May 2003 to 2 Apr 2004)
• Alan Sanderson

  IRN AXS01868

  • CF22 Investment Adviser (Trainee) (26 May 2004 to 31 Aug 2005)
• Alan Smith

  IRN AXS00324

  • CF30 Customer (1 Nov 2007 to 14 Dec 2007)
  • CF21 Investment Adviser (2 Mar 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (27 Dec 2002 to 2 Mar 2004)
• Alan Weir

  IRN AXW00019

  • CF30 Customer (1 Nov 2007 to 13 May 2010)
  • CF21 Investment Adviser (8 Dec 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 Mar 2005 to 8 Dec 2005)
• Alan William McKee

  IRN AWM00044

  • CF21 Investment Adviser (16 May 2005 to 2 Aug 2007)
  • CF22 Investment Adviser (Trainee) (9 Jun 2004 to 16 May 2005)
• Alastair Cole

  IRN ANC00020

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF22 Investment Adviser (Trainee) (20 Apr 2007 to 31 Oct 2007)
• Alastair John McCrea

  IRN AJM00105

  • CF22 Investment Adviser (Trainee) (27 Oct 2004 to 7 Dec 2005)
  • CF7 Sole Trader (AR) (27 Oct 2004 to 4 May 2006)
• Alastair Livingstone

  IRN AXL00029

  • CF21 Investment Adviser (21 May 2003 to 22 May 2007)
  • CF1 Director (AR) (21 Feb 2003 to 22 May 2007)
  • CF22 Investment Adviser (Trainee) (18 Dec 2002 to 21 May 2003)

• Swindon Mortgages & Financial Services (no longer appointed)

  FRN 219671 · Appointed 21 Nov 2002 · Until 14 Jul 2003

• Young Beattie & O'Neill (no longer appointed)

  FRN 218889 · Appointed 21 Nov 2002 · Until 25 Jul 2003

• Ian Frazer Financial Management Ltd (no longer appointed)

  FRN 219932 · Appointed 20 Nov 2002 · Until 22 Jul 2007

• Optimize Financial Services Ltd (no longer appointed)

  FRN 220589 · Appointed 20 Nov 2002 · Until 22 May 2007

• Niche Financial Services (no longer appointed)

  FRN 220201 · Appointed 20 Nov 2002 · Until 21 Jan 2005

• Hayes Wealth Management (no longer appointed)

  FRN 220765 · Appointed 20 Nov 2002 · Until 8 Aug 2005

• Ruth Dolman Financial & Insurance Services (no longer appointed)

  FRN 219611 · Appointed 20 Nov 2002 · Until 1 Jul 2007

• Advice for Life Services Limited (no longer appointed)

  FRN 220801 · Appointed 20 Nov 2002 · Until 10 May 2007

• Hall & Partners Wealth Management Ltd (no longer appointed)

  FRN 220588 · Appointed 20 Nov 2002 · Until 1 Jul 2007

• L & W Financial Services (no longer appointed)

  FRN 220827 · Appointed 20 Nov 2002 · Until 11 Aug 2005

No changes recorded yet.