Alastair Cole

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FIL Wealth Management Limited (no longer approved here)
FRN 464968
- CF30 Customer (10 Sep 2012 to 10 Jan 2017)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF30 Customer (9 Feb 2012 to 31 May 2012)
Trinity House Wealth Management Ltd (no longer approved here)
FRN 516553
- Employed By (9 Feb 2012 to 31 May 2012)
Phoenix Wealth Services Limited (no longer approved here)
FRN 465753
- CF30 Customer (3 Sep 2010 to 25 Nov 2011)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- CF22 Investment Adviser (Trainee) (20 Apr 2007 to 31 Oct 2007)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (4 Nov 2002 to 19 Feb 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Nov 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.