Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Floyd Anthony Paterson

    IRN FAP00002

    • CF22 Investment Adviser (Trainee) (20 Feb 2007 to 1 Mar 2007)
  • Frances Ann Newsome

    IRN FAN00001

    • CF21 Investment Adviser (3 Jun 2003 to 2 Sep 2003)
    • CF22 Investment Adviser (Trainee) (26 Oct 2002 to 3 Jun 2003)
  • Frances Bruce

    IRN FXB81493

    • SMF18 Other Overall Responsibility (15 Sep 2020 to 15 Feb 2022)
    • CF1 Director (AR) (15 Sep 2020 to 20 Oct 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Sep 2020)
  • Francis Patrick McNamara

    IRN FPM00004

    • CF30 Customer (8 Jun 2009 to 11 Dec 2009)
  • Francois De Meneval

    IRN FXD01123

    • CF1 Director (14 Dec 2004 to 15 Sep 2010)
  • Frank Charles Mullenger

    IRN FCM00006

    • CF22 Investment Adviser (Trainee) (30 Apr 2003 to 12 Aug 2003)
  • Frank Edwin Oxberry

    IRN FEO00001

    • CF21 Investment Adviser (21 Aug 2003 to 23 Dec 2004)
    • CF1 Director (AR) (7 Apr 2003 to 23 Dec 2004)
    • CF22 Investment Adviser (Trainee) (26 Jun 2002 to 21 Aug 2003)
  • Frank James Gadd

    IRN FJG00008

    • CF22 Investment Adviser (Trainee) (3 Jul 2003 to 23 Mar 2004)
  • Frederick Brian Fryer - Kelsey

    IRN FBF00001

    • CF4 Partner (AR) (1 Dec 2001 to 1 Sep 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
  • Frederick Dean

    IRN FXD01083

    • CF22 Investment Adviser (Trainee) (21 May 2002 to 20 Feb 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.