Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (30 Jan 2013 to 4 Dec 2013)
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- CF30 Customer (1 Nov 2007 to 17 Nov 2009)
- CF21 Investment Adviser (10 Mar 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 Oct 2005 to 10 Mar 2006)
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- CF22 Investment Adviser (Trainee) (20 Feb 2007 to 1 Mar 2007)
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- CF22 Investment Adviser (Trainee) (21 Oct 2002 to 21 Oct 2002)
- CF21 Investment Adviser (1 Dec 2001 to 20 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.